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Mark Maddox

Maddox Hargett & Caruso, P.C.
Managing Partner
[email protected]

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Mark Maddox is the founder of Maddox Hargett & Caruso PC specializing in securities litigation.
  • BA from Wabash College
  • JD from Vanderbilt University School of Law
  • Former Commissioner of Securities State of Indiana
  • Former Chairman of the International Enforcement Committee of the North American Securities Administrators Association
  • Former President of the Public Investors Arbitration Bar Association
  • Former Chairman of the NASD National Arbitration and Mediation Committee
  • Member of the Non-Public Arbitration Panel of the Financial Industry Regulatory Association
  • Served on FINRA’s Arbitration Task Force
  • The firm attained an $11 million dollar judgement against the brokerage firm Stratton Oakmont which was portrayed in the movie “The Wolf of Wall Street” representing over 50% of the victims and recovering over 50% of the client losses through SIPC.
  • The firm also attained a record high $268 million judgement against a Prudential Securities retail broker
  • Represented many clients from high profile cases such as Bernie Madoff and Marcus Schrenker, who faked his own death by parachuting out of his airplane
  • Regularly quoted by the local and national media on securities-related issues. These outlets include: The New York Times, The Wall Street Journal, Los Angeles Times, Washington Post, Business Week, Boston Herald, Indianapolis Business Journal, Indianapolis Star, Indianapolis News, USA Today, Securities Week, Newsday, Investment News, Indiana Lawyer, Money Magazine, Registered Representative Magazine, Compliance Reporter, Seattle Times, Chicago Tribune, Dow Jones Newswires, The Street.com, SmartMoney and BusinessWeek.